Lorenz's Ants: Is Insect Behavior Chaotic?


                                                          Matthew Siderhurst
                                                    Mattss@lamar.colostate.edu
                                                               16 April 2001
                                                               Insect Behavior

Abstract

Chaos is often either poorly or totally misunderstood among the public at large and unfortunately among many biologists as well. This is unfortunate because its implications for understanding biological systems are wide-ranging. Chaotic behavior in systems represents a shift to a new paradigm in understanding nonlinear systems that are being increasingly recognized throughout the physical world. Much of the problem in understanding chaos stems from the Newtonian worldview in which systems are largely understood as linear, independent, closed and at equilibrium. Chaos in a physical sense is not merely randomness or disorder but instead nonlinear interdependent systems that are highly deterministic. Chaotic systems can be governed by fairly simply rules, attractors, but still appear highly random. In biology the fields of ecology, physiology, population dynamics, epidemiology and animal behavior have been of particularly interest. Studying chaos in natural systems can be very difficult due to problems of noise and sample size. These problems are now beginning to be overcome by the use of modern technology in the form of computing power and digital visual equipment. Key to this is the development of models that guide the collection of data and show what is adequate to describe behavior. Chaos theory was first applied to insects in looking at the behavior of entire populations. Populations of the flour beetle Tribolium have been studied in the laboratory and modeled on computer simulations and represent a classic example of chaos in ecology. Activity cycles in individual ants have now been shown to be chaotic; the first time chaos has been observed in behavior. Experimental work has been carried out in two ways; work on live colonies of ants by using video imaging over time with environmental modifications, and by employing computer models such as the edge of chaos model, FNN (fluid neural networks), LPA (nonlinear interactions among larva, pupa and adults), and CNN (cellular neural network). Much work has been done to explain the mechanism by which ants move from chaotic individual behavior to periodic collective behavior and the adaptive advantages of such mechanisms. From showing models adequate to describe behavioral changes to guiding data collection, chaos is allowing insect behaviorists to understand and describe complex nonlinear systems, like insect behaviors, at a higher level then ever before.


Introduction:
It is unfortunate that many words in use today have different means in common usage and as defined in scientific fields of study. A common example of this is the relationship between the words 'velocity' and 'speed'. In common usage they have roughly the same meaning. In terms of physics however they have precise definitions and while related have distinct meanings. It would not be appropriate to tell a police officer that you were not in fact 'speeding' although your 'velocity' may have been rather high. This difference in definitions is nowhere more evident then with the term 'chaos'. In common usage the word chaos refers to disorder, randomness or abyss. Chaos in this sense is the end product of entropy, a state without order or control. The scientific definition of chaos stands in stark contrast to this the common usage of this word. Chaotic systems are not random at all, although they may appear to be at first glance, they are instead deterministic nonlinear interdependent systems that are neither periodic nor quasiperiodic, but are confined in "phase space" by an "attractor" (Logan and Allen, 1992).

The first evidence for chaos in natural systems came from Edward Lorenz in 1963. His accidental discovery of chaotic behavior in a simple atmospheric weather model opened a field which has now touched, in some way, almost every field of the natural and social sciences (Logan & Allen, 1992) (Robertson & Combs, 1995) (Degn et al., 1986). Chaos has been implicated in phenomena ranging from quantum mechanics (Fox, 1991) to planetary orbits (Kerr, 1992), from nonlinear dynamics in physiology (Glass, 1999) to psychological theories on depression (Hector et al., 1995). The development of more sophisticated techniques for analysis and great computing power has allowed science to find patterns and understand systems that were hither-to thought of as simply random or to complicated to analyse.

To understand chaos and its implications for insect behavior and biology as a whole we must first look at the broader field of nonlinear dynamics. Many scientists trained in the reductionist thinking of modern science seem to regard the world from a largely Newtonian stand point (Frank and McCoy, 1991). This worldview sees the natural universe as being made up of independent, closed, equilibrium systems that exhibit linear dynamics (Goerner, 1995). Linear dynamics refers to the situation where either n > n + 1 > n + 2... or n < n + 1 < n + 2..., where the increase in x, is reflected by a proportional increase or decrease in y. Because of the complexities of many systems, biological systems being a prime example, it has been easier for scientists to break down systems to their smallest components and regard them in terms of the Newtonian, linear worldview mentioned above. This approach can simplify systems making them more readily understandable and this has yielded much of the scientific progress achieved over the last several hundred years (Goerner, 1995). However, it is becoming increasingly accepted in recent years that natural systems are as a whole, highly interdependent (meaning they interact), open, often far from equilibrium and, as a consequence, exhibit a high degree of nonlinearity (Liebovitch, 1998) (Goerner, 1995). With a nonlinear system the input is not proportional to the output, this is, an increase in x, does not mean a proportional increase or decrease in y. Nonlinear systems comprise basically all relationships that are not straight lines. Chaotic systems are a subset of nonlinear systems and arise from some of the more complicated solutions of these systems.

So what do chaotic systems look like and how do they differ from simply random systems? If one considers two data sets, one generated by a random mechanism and the other by the equation       x ( n + 1 ) = 3.95 x ( n ) [ 1 - x ( n ) ] (Liebovitch, 1998). Just by looking at the data sets it is hard to see any differences. The differences between these two are only revealed when the data are transformed into a "phase space" diagram. Phase space is a system-variable space where one or more system variables are plotted against each other as they move through time, i.e. there is no time axis (Liebovitch, 1998). The equations used to transform data to phase space are called Lorenz equations. Typically phase space diagrams are , or 3-dimentional. The transformation of chaotic data into phase space shows that n + 1 is dependent on n and is deterministic. The randomly generated data set is not determinist but is rather "space filling" in the phase space, n and n + 1 have no relationship.

Another thing to notice about the chaotic data in phase space is that it is constrained to a area or path by what is referred to as an attractor. An attractor is the behavior toward which a system tends as time increases, a time-asymptotic behavior of a system (Liebovitch, 1998). Comsider  a chaotic data set in 3-dimentional phase space constrained by an attractor. If a system is started at a fixed point off the attractor it quickly approach the attractor is what is term "transient behavior" For a system to be chaotic the fractal dimension (a measure of self sameness) of the attractor must be small, it cannot be 0 or infinity. Most workers consider 6 to be the upper limit of small.

In describing chaos it might appear at this point that if given initial conditions and the equations governing a system, one could predict the entire behavior of the system. This however is not the case because of chaotic system’s sensitivity to initial conditions. While chaotic systems are constrained by attractors to a finite area they can take on a wide range of values in phase space. Small differences in initial conditions are quickly magnified as time increases. This sensitivity puts limits on the predictions that can be made about the future behavior of chaotic systems and also requires highly accurate data sets when studying chaotic behavior.

Systems may not show chaotic behavior throughout all phase space. The system may be constrained to one path for given values of t, but as time increases there may appear bifurcation forks, which allow two paths. This bifurcation (splitting) can lead to areas of chaotic behavior interspersed with more constrained areas.     

Discussion:
The classic example of chaotic behavior in an insect population: The flour beetle, Tribolium castaneum.

There are many problems that arise when trying to study chaos in naturally occurring systems. Ecological data sets are often very short in terms of analysing for chaotic behavior (Vikas & Schaffer, 2001). They may also be corrupted by observational error and process noise that doesn't allow accurate characterization of the underlying dynamics, chaotic or otherwise (Vikas & Schaffer, 2001). A very important tool is then the ability to extract deterministic signals from noisy data sets.

A system that has shown itself to be very helpful in developing method for data extraction has been the population dynamics of the flour beetle, Tribolium castaneum. The flour beetle system was first investigated by Jillsonin (1980). While chaos has been observed in the population dynamics of many insects (Perry et al., 1997) (Wilder et al., 1995) (Harnos et al., 2000), the flour beetle has proved an outstanding system to work on (Cushing et al., 1998). The beetles can be raised in the laboratory in containers of flour and their population dynamics investigated. The large number of beetles and the ease of observation has lead to the generation of data sets that are large and robust. This is a rather simple system ecologically speaking but the population fluctuations are highly interesting. Developing models that accurately describe the flour beetle system and demonstrate chaos has largely been the work of J.M. Cushing and a team of other scientists. Costantino et al. published a paper in Science in 1997 in which they used a nonlinear demographic model to predict the population dynamics of the flour beetle in a laboratory population. By setting the adult mortality in their model to a high level, and experimentally changing the adult-stage recruitment, the dynamics of beetle abundance changed from equilibrium to quasiperiodic to chaotic. These transitions correlated well with their mathematical models and phase space graphs developed provided considerable evidence for the existence of chaos in the system (Costantino et al., 1997) (Henson et al., 1999). Computer modeling has proved an important tool, used in several ways in studying chaos. As a first step they are helpful in showing the type of models that are adequate to describe behavior changes (Costantino et al., 1997) (Cole, 1991) and also to guide the collection of data suitable for the models (Henson et al., 1999) (Cushing, 2001) (Cole, 1991). Both of these cases came into play with the documentation of chaos in a living laboratory population correlated with the "LPA model" (Cushing et al., 2001). The LPA model is based on the nonlinear interactions among the life cycle stages of the beetle (larva, pupa and adult). In controlled laboratory experiments, cultures of the flour beetles underwent bifurcations in their dynamics as demographic parameters are manipulated. The well-validated deterministic LPA model accurately predicted these bifurcations, including a specific route to chaos. A stochastic version of the model accounts for the deviations of the data from the deterministic model and provided the means for rigorous statistical validation. The attractor of the deterministic LPA model and the stationary distribution of the stochastic LPA model describe the experimental data in phase space with great accuracy.

Chaotic systems and ant foraging behavior:
As noted before, determining chaos in biological systems faces multiple obstacles. Add to this the fact that behavior can be highly complex with simply linear models and the magnitude of the task at hand becomes evident. Insect behavior has long been a model for animal behavior in general because it is complex enough that mechanisms can be scaled to other organisms and yet it is also simple enough that mechanisms can be deduced. In fact chaos in behavior has only been documented in one other organism, the goldfish, Carassius auratus (Nepomnyashchikh, 1998 and 2000), outside of insects.

The first work showing chaos in insect behavior came from experiments done on activity cycles in ant species, Leptothax allardycei (Cole, 1991). "Ants, refuting popular fables, do not work untiringly all day long," noted Delgado and Sole (2000). They may actually spend much time inactive. According to a study by Herbers (1983) on Leptothorax longispinosus and L. ambiguus, "ants spent two-thirds of their time apparently doing nothing at all". Cole used an automatic digitizing camera to take pictures of an ant colony as a whole and individual isolated ants. Then comparisons were made between successive images so that the activity of individual ants could be determined.. Cole came up with two very interesting behavioral observations:

1) The activity of the colony as a whole was periodic with an activity cycle that ranged from 15-37 minutes.

2) The activity cycles for individual, isolated ants however is not periodic. Individual ants have activity patterns characterized by what appear to be spontaneous bursts of activity followed by comparatively long periods of inactivity. When analysised the experimental data showed evidence of low-dimensional deterministic chaos. The attractor was reconstructed from the time series and was shown to have a mean dimension of 2.43, which lends itself to construction of 3-dimentional phase space diagrams.

Cole speculates that, "The existence of chaos in animal behavior can have several important implication. Variation in the temporal component of individual behavior may not be due simply to chance variations in the stochastic world, but to deterministic processes that depend on initial conditions." If shown in other animal’s behavior we may be on the verge of opening a new door into the mechanisms that drive behavior.

We have seen that models are very important to understanding the underlying dynamics at play in biological systems. It is not surprising then that multiple models have been proposed to explain the ant behavior observed by Cole. Sole et al. (1993) proposed a "neural network model" of interactions between ants to explain how individuals could have chaotic behavior and the colony periodic behavior. This model arises from both

theoretical studies of neural organization and experimental observations. Using this simple model, emergent properties of the dynamics of some ant colonies could be reproduced. In particular the global oscillations and synchronization (entire colony activity cycles) observed by Cole (1991) were able to be reproduced. The colony wide periodic activity cycle emerges from the local interactions of two or more non-periodic (chaotic) elements in this model. Such oscillations were shown to be present in several species of ants and are suspected in other related situations.

Another model that was proposed in light of Cole’s discovery to describe activity synchronization in ants was the CNN model (Nemes & Roska, 1995). The cellular neural network model is a spatial lattice on which ‘ants’ interact, become active or inactive, and move about according to the constraints of the system. This model was also able to reproduce the synchronization effects seen between individual ants. The parameters that were produced were slightly different from Cole’s observations but the authors explained this as, "differences between selection and displacement techniques", and "different initial conditions". Once again the source of the emergent synchronization appeared to come from, "interactions within a local neighborhood".

The question of how individual chaotic behavior might be a selective advantage for ants is still somewhat unknown. There are however several possibilities (Bonabeau, 1997) (Delgado & Sole, 2000) (Sole & Miramontes, 1995). One idea is that ant colonies exhibit a characteristic known as "edge of chaos" (Bonabeau, 1997) (Sole & Miramontes, 1995). Edge of chaos implies that the ant colony gains an adaptive advantage by existing at a point of instability. "An ant colony exhibiting an appropriate combination of group and mass recruitment can adaptively switch to a newly introduced food source if it is richer (by being having a certain amount of instability): this is precisely the case of some species, such as Tetramorium caespitum, whose behavioral parameters are argued to be those characterizing the edge of chaos (Bonabeau, 1997)."

Sole has used the edge of chaos idea in conjunction with the fluid neural network model to explain the adaptive advantages of the observed self-synchronized activity in ant colonies. In particular he suggests that ants may benefit from an ordered temporal pattern of behavior arising from the chaotic behavior of individuals. "(The) …model of self-synchronized activity (the fluid neural network) suggests that with self-synchronized patterns of activity a task may be fulfilled more effectively than with non-synchronized activity, at the same average level of activity per individual." A key to this idea is that synchronized behavior of this type must start from a basis set of individuals with chaotic behavior.

Conclusion:
Studying chaos in natural systems can be very difficult due to problems of noise and sample size. These problems are now beginning to be overcome by the use of modern technology in the form of computing power and digital visual equipment. Key to this is the development of models that guide the collection of data and show what is adequate to describe behavior. Population dynamics have lead the way in understanding chaos in biological systems but there is now greater interest in insect behavior as well. With the example of chaotic behavior in individual ants we may be poised to enter into a new understand of the underlying forces in behavior.

References:
Boi S, Couzin ID, Del Buono N, Franks NR, Britton NF Coupled oscillators and activity waves in ant colonies PROCEEDINGS OF THE ROYAL SOCIETY OF LONDON SERIES B-BIOLOGICAL SCIENCES 266 (1417): 371-378 1999

COLE, BJ IS ANIMAL BEHAVIOR CHAOTIC - EVIDENCE FROM THE ACTIVITY OF ANTS. PROCEEDINGS OF THE ROYAL SOCIETY OF LONDON SERIES B-BIOLOGICAL SCIENCES 244 (1311): 253-259 1991

Costantino RF, Desharnais RA, Cushing JM, Dennis B Chaotic dynamics in an insect population SCIENCE 275 (5298): 389-391 1997

Cushing JM, Henson SM, Desharnais RA, Dennis B, Costantino RF, King A A chaotic attractor in ecology: theory and experimental data CHAOS SOLITONS & FRACTALS 12 (2): 219-234 2001

Degn H, Holden AV, Olsen LF Chaos in biological systems. New York : Plenum Press, 1987

Delgado J, Sole RV Self-synchronization and task fulfilment in ant colonies JOURNAL OF THEORETICAL BIOLOGY 205 (3): 433-441 2000

FRANK JH, MCCOY ED INTRODUCTION TO ATTACK AND DEFENSE - BEHAVIORAL ECOLOGY OF DEFENSE - MEDIEVAL INSECT BEHAVIORAL ECOLOGY, AND CHAOS FLORIDA ENTOMOLOGIST 74 (1): 1-9 1991

FOX RF GENERALIZED COHERENT-STATE ANALYSIS OF SEMICLASSICAL QUANTUM CHAOS FOR AN ANGULAR MOMENTUM-J IN A RESONANT CAVITY PHYSICAL REVIEW A 44 (10): 6193-6201 NOV 15 1991

Glass L Chaos and heart rate variability JOURNAL OF CARDIOVASCULAR ELECTROPHYSIOLOGY 10 (10): 1358-1360 OCT 1999

Goerner S. Chaos and the evolving ecological universe. Luxembourg : Gordon and Breach, c1994

Harnos A., Horvath G, Lawrence AB, Vattay G Scaling and intermittency in animal behaviour PHYSICA A 286 (1-2): 312-320 2000

Henson SM, Costantino RF, Cushing JM, Dennis B, Desharnais RA Multiple attractors, saddles, and population dynamics in periodic habitats BULLETIN OF MATHEMATICAL BIOLOGY 61 (6): 1121-1149 1999

Herbers JM Social organisation in Leptothorax ants PSYCHE 90: 361-386
KERR RA PLANETARY SCIENCE - FROM MERCURY TO PLUTO, CHAOS PERVADES THE SOLAR-SYSTEM SCIENCE 257 (5066): 33-33 JUL 1992

Liebovitch LS Fractals and chaos simplified for the life sciences. New York : Oxford University Press, 1998

LOGAN JA, ALLEN JC NONLINEAR DYNAMICS AND CHAOS IN INSECT POPULATIONS ANNUAL REVIEW OF ENTOMOLOGY 37: 455-477 1992

NEMES L, ROSKA T A CNN MODEL OF OSCILLATION AND CHAOS IN ANT COLONIES - A CASE-STUDY IEEE TRANSACTIONS ON CIRCUITS AND SYSTEMS I-FUNDAMENTAL THEORY AND APPLICATIONS 42 (10): 741-745 1995

Nepomnyashchikh VA The fractal pattern of behaviour in goldfish, Carassius auratus L. (Cyprinidae:Pisces) ZHURNAL OBSHCHEI BIOLOGII 59 (5): 513-530 1998

Nepomnyaschikh, VA The variability of response to visual stimulus in goldfish, Carassius auratus L. (Cyprinigae pisces) ZHURNAL OBSHCHEI BIOLOGII 61 (3): 315-324 2000

Rai V, Schaffer WM Chaos in ecology – Preface CHAOS SOLITONS & FRACTALS 12 (2): 197-203 2001

Robertson R, Combs A Chaos theory in psychology and the life sciences. Mahwah, N.J.: Lawrence Erlbaum Associates, 1995

Peter Smith Explaining chaos Cambridge; New York: Cambridge University Press, 1998.

SOLE RV, MIRAMONTES O INFORMATION AT THE EDGE OF CHAOS IN FLUID NEURAL NETWORKS PHYSICA D 80 (1-2): 171-180 1995

SOLE RV, MIRAMONTES O, GOODWIN BC OSCILLATIONS AND CHAOS IN ANT SOCIETIES JOURNAL OF THEORETICAL BIOLOGY 161 (3): 343-357 APR 7 1993

Wilder JW, Vasquez DA, Christie I, Colbert JJ Wave trains in a model of gypsy moth population dynamics CHAOS 5 (4): 700-706 DEC 1995